This free AI prompt helps Financial Advisors with Client Communication tasks. Copy and paste it directly into ChatGPT, Claude, or Gemini — then replace the [brackets] with your specific details to get professional results in seconds.
This prompt has been copied 0 times by Financial Advisors professionals. It works best when you are as specific as possible in the [brackets] — vague input gives generic output, specific input gives professional results.
The Prompt
Create a new client financial discovery questionnaire and guide. Purpose: Gather comprehensive financial information to build a complete financial plan. NEW CLIENT DISCOVERY GUIDE SECTION 1 — PERSONAL INFORMATION - Full legal names: [] - Date(s) of birth: [] - Social Security numbers: [collect securely] - Contact information: [] - Employer(s): [] - Occupation(s): [] - Citizenship: [] SECTION 2 — FAMILY SITUATION - Marital status: [single/married/divorced/widowed] - Children: [names/ages] - Dependents: [other dependents] - Aging parents: [financial responsibility?] - Special needs family member: [yes/no] SECTION 3 — CURRENT FINANCIAL PICTURE INCOME - Employment income: $[gross annual] - Spouse income: $[] - Business income: $[] - Rental income: $[] - Social Security: $[if receiving] - Pension: $[if receiving] - Other: $[] EXPENSES - Monthly living expenses: $[] - Housing (mortgage/rent): $[] - Monthly savings: $[] - Debt payments: $[] ASSETS (from net worth statement) - Checking/savings: $[] - Investments: $[] - Retirement accounts: $[] - Real estate: $[] - Business value: $[] DEBTS - Mortgage: $[] at [%] - Other debts: $[] SECTION 4 — GOALS AND PRIORITIES RETIREMENT - Target retirement age: [] - Retirement income needed: $[monthly] - Lifestyle vision: [describe] - Travel plans: [] OTHER GOALS - College funding: [children/grandchildren] - Home purchase: [when/how much] - Major purchases: [describe] - Charitable giving: [goals] - Business goals: [if owner] - Legacy/estate: [wishes] SECTION 5 — RISK AND ATTITUDES - How would you feel if portfolio dropped 20%?: [] - Investment experience: [none/some/experienced] - Prior negative investment experience: [] - Sleep test: [what loss amount would keep you up at night?] - Time horizon: [years] SECTION 6 — PROTECTION - Life insurance: [type/amount/beneficiaries] - Disability insurance: [coverage details] - Long-term care: [yes/no/self-insure] - Property/casualty: [adequate coverage?] - Umbrella policy: [yes/no] SECTION 7 — ESTATE PLANNING - Will: [yes/no/date] - Trust: [type if any] - Powers of attorney: [financial/healthcare] - Beneficiary designations: [reviewed recently?] - Estate concerns: [describe] SECTION 8 — ADVISOR RELATIONSHIP - What they want from advisor: [] - Prior advisor experience: [positive/negative/none] - Communication preference: [frequency/method] - Decision making: [individual/joint] - What success looks like: [in their words]
How to Use This Prompt
- Click Copy Prompt above
- Open ChatGPT or Claude
- Paste the prompt and replace anything in [brackets] with your own details
- Press Enter and get your result instantly
When to Use This Prompt
Use the Financial Advisor New Client Financial Discovery prompt when you need to quickly create professional client communication as a Financial Advisor. This prompt saves significant time compared to writing from scratch and ensures you cover all the key elements that matter most in a professional context.
- You need a professional first draft quickly
- You want to ensure you haven't missed any important elements
- You need consistent quality across multiple similar documents
- You want to adapt an output for different situations by changing the brackets
Pro Tip
The more specific you are when replacing the [brackets], the better your result. For example instead of writing [Job Title] write "Senior Software Engineer with 5 years experience" — specificity is what separates a good AI response from a great one.
This prompt works best with ChatGPT . If you are not happy with the first result, try adding "make it more concise" or "give me 3 alternative versions" as a follow-up message.
Frequently Asked Questions
Is this Financial Advisor New Client Financial Discovery prompt free to use?
Yes — completely free. Copy it as many times as you want for personal or professional use. No account required.
Which AI tool works best with this prompt?
This prompt works well with ChatGPT, Claude, and Gemini. We recommend ChatGPT GPT-4o for best results with this type of content. Try both ChatGPT and Claude if you want to compare outputs.
How do I get the best results from this prompt?
Replace every [bracket] with specific, detailed information. The more specific your input, the more professional and useful the output. For example instead of writing [client name] write the actual client name and their specific situation — this transforms generic output into something genuinely useful.
Can I modify this prompt?
Absolutely — these prompts are designed to be customized. Add sections, remove sections, change the tone, adjust the length. The prompt is a starting framework — adapt it to your specific needs.
Are there more prompts for Financial Advisors?
Yes — we have a full collection of prompts specifically for Financial Advisors. Browse all Financial Advisors prompts →